Julian Lopez
Julian Lopez is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in Daytona Beach, FL, with 27 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,738,212 clients with $1500B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
The program's fees consist of two parts: the fee you pay to Bank of America for its services, and a fee for the specific investment strategy you choose. The strategy fee, called the Style Manager Expense, generally ranges from 0.00% to 0.50% of your assets annually. Clients investing in strategies managed by related entities will not be charged a Style Manager Expense.
Location
1616 Concierge Blvd, Daytona Beach, FL, 32117
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Regulatory History (1)
Customer Dispute
November 2016Other Business Activities
Julian is an advisory board member for the Council on Aging of Volusia County, a non-profit organization serving seniors. He dedicates minimal time to this role, acting as an advocate for seniors in the community.
Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Previous Registrations
Morgan Stanley Smith BarneyBroker
Morgan Stanley Smith Barney LLC
Citigroup Global Markets INC.
Citigroup Global Markets INC.Broker
State Registrations18 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.