Brett Thomas
Brett Thomas is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Asheboro, NC, with 26 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
130 South Church St, Suite 1A, Asheboro, NC, 27203
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Brett is an owner of Thomas Capital Management, LLC and spends minimal time paying bills and payroll. This activity is not investment-related.
Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
Raymond James Financial Services, INC.Broker
Previous Registrations
Raymond James Financial Services
A. G. Edwards & Sons, INC.
A. G. Edwards & Sons, INC.Broker
State Registrations15 states
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