FL
FL

Frederick Landwehr

27 Years of Experience
Brookfield, CT
BrokerSells Insurance

Frederick Landwehr is a registered investment advisor at LPL Financial LLC, based in Brookfield, CT, with 27 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

246 Federal Road D-21, Brookfield, CT, 06804

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Frederick is involved in several business activities, including real estate rental, tax/investment entities, tax preparation/accounting, and notary services. He also works full-time in non-variable insurance.

Employment History
Current Registrations
LPL Financial LLCBroker
February 2023 - Present · 3 yrs 3 mos
LPL Financial LLC
February 2023 - Present · 3 yrs 3 mos
Previous Registrations
Securities America Advisors, INC.
October 2017 - February 2023 · 5 yrs 4 mos
Securities America, INC.Broker
October 2017 - February 2023 · 5 yrs 4 mos
National Planning Corporation ("npc of America" in Fl & Ny)
August 2006 - October 2017 · 11 yrs 2 mos
National Planning CorporationBroker
March 2006 - October 2017 · 11 yrs 7 mos
Jefferson Pilot Securities CorporationBroker
July 2000 - April 2006 · 5 yrs 9 mos
Polaris Financial Services, INC.Broker
February 1999 - July 2000 · 1 yr 5 mos
State Registrations9 states
AZCTFLMANCNJNYVAVT
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.