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John L Simmons

26 Years of Experience
BrokerSells Insurance
Areas of Practice
Retirement PlanningEstate PlanningTax PlanningFinancial Planning & CoachingInsurance PlanningInvestment ManagementHigh Net Worth
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
25 advisors
Number of Clients
1,091 clients
Average Client Portfolio
$4.5M average
Assets Under Management
$4.9B

Fee Structure

Financial Planning:Included in AUM fee
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Location

111 Congressional Blvd., Suite 100, Carmel, IN, 46032

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

John is an agent for Shepherd Financial LLC, selling and servicing insurance products, dedicating a few hours per week. He is also a partner and IAR for other Shepherd Financial entities, spending nearly full-time on retirement plan consulting, wealth management, and related operations.

Employment History
Current Registrations
Shepherd Financial Investment Advisory LLC
June 2021 - Present · 4 yrs 8 mos
Lincoln Investment
August 2017 - Present · 8 yrs 6 mos
Capital Analysts
August 2017 - Present · 8 yrs 6 mos
Lincoln InvestmentBroker
August 2017 - Present · 8 yrs 6 mos
Previous Registrations
Sagepoint Financial, INC.
October 2008 - August 2017 · 8 yrs 10 mos
Sagepoint Financial, INC.Broker
October 2008 - August 2017 · 8 yrs 10 mos
American General Securities IncorporatedBroker
October 2002 - October 2008 · 6 yrs
American General Securities Incorporated
August 2001 - October 2008 · 7 yrs 2 mos
Franklin Financial Services CorporationBroker
January 1999 - October 2002 · 3 yrs 9 mos
State Registrations7 states
AZFLINKSMINYTX
AdvisorBrokerBoth
Exams
No exam information available for this advisor.
John L Simmons - Financial Advisor | TrueAdvisor