CD
CD

Charles Diehl

26 Years of Experience
Broker

Charles Diehl is a registered investment advisor at Touchstone Advisors INC, based in Cincinnati, OH, with 26 years of industry experience. Charles operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 41 clients with $29B in assets under management.

Compensation
Fee-Only (% of Portfolio)
Firm Size
76 advisors
IM Fee
Planning only
Assets Under Management
$29.1B
Loading...

Location

303 Broadway, Suite 1100, Cincinnati, OH, 45202-4203

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business Activities

Charles creates audio/video content for Western Southern Financial Group and owns rental property, dedicating minimal time to each. He also provides business-to-business marketing and solicitation activities regarding Separately Managed Accounts and Model Portfolio Delivery options, spending a few hours per week during trading hours.

Employment History
Current Registrations
Touchstone Advisors INC
May 2016 - Present · 9 yrs 11 mos
Touchstone Securities, LLC
November 2001 - Present · 24 yrs 5 mos
Touchstone Securities, LLCBroker
November 2001 - Present · 24 yrs 5 mos
Previous Registrations
Touchstone Advisors INC
December 2005 - December 2014 · 9 yrs
Edward JonesBroker
March 1999 - June 2001 · 2 yrs 3 mos
State Registrations27 states
ARAZCADCFLGAIAILINKSKYLAMDMIMNMONCNJNVOHPASCTNTXVAWIWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.