JM
JM
Jason Mertz
27 Years of Experience
Charlotte, NC
1 DisclosureBroker
Jason Mertz is a registered investment advisor at Truist Advisory Services, INC., based in Charlotte, NC, with 27 years of industry experience. Jason is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 129,307 clients with $77B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1974 advisors
Number of Clients
129,307 clients
Average Client Portfolio
$599K average
Assets Under Management
$77.4B
Fee Structure
Minimum Investment:$100K
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $100K | 2.25% |
| $100K - $250K | 2.20% |
| $250K - $500K | 2.15% |
| $500K - $1.0M | 2.00% |
| $1.0M - $2.0M | 1.85% |
| $2.0M - $5.0M | 1.75% |
| $5.0M - $10.0M | 1.65% |
| $10.0M - $25.0M | 1.50% |
| $25M+ | 1.45% |
Fees are negotiable and billed quarterly in arrears. AMC Advantage Program charges a separate program fee up to 2.25% plus third-party manager fees.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
214 N Tryon St, Fl 33, Charlotte, NC, 28202
Get directionsHistory
Regulatory History (1)
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Customer Dispute
December 2016Denied
Employment History
Current Registrations
Truist Advisory Services, INC.
March 2021 - Present · 5 yrs 7 mos
Truist Investment Services, INC.Broker
February 2021 - Present · 5 yrs 8 mos
Truist Investment Services, INC.
February 2021 - Present · 5 yrs 8 mos
Previous Registrations
Bb&t Securities, LLC
December 2017 - March 2021 · 3 yrs 3 mos
Bb&t Securities, LLCBroker
December 2017 - February 2021 · 3 yrs 2 mos
Bb&t Securities, LLC
December 2017 - December 2017 · 0 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 2009 - December 2017 · 8 yrs 2 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
October 2009 - December 2017 · 8 yrs 2 mos
Banc of America Investment Services, INC.
January 2001 - October 2009 · 8 yrs 9 mos
Banc of America Investment Services, INC.Broker
February 1999 - October 2009 · 10 yrs 8 mos
State Registrations42 states
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AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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