TrueAdvisor
TrueAdvisor
HD
CFP · ChFC
HD
CFP · ChFC

Harris Doobrow

Rfg Advisory, LLC
16 Years of Experience
Mountain Brook, AL
1 DisclosureBrokerSells Insurance
View SEC Summary
View SEC Summary

Harris Doobrow is a CFP, ChFC-designated registered investment advisor at Rfg Advisory, LLC, based in Mountain Brook, AL, with 16 years of industry experience. Harris is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Annuities, Business Owners, Charitable Giving, and 13 more. Their firm serves 17,410 clients with $8B in assets under management.

Rfg Advisory, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
186 advisors
Number of Clients
17,410 clients
Average Client Portfolio
$458K average
Assets Under Management
$8.0B

Fee Structure

Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.35%

Fees are negotiated between the client and the financial advisor up to a maximum of 2.35%, which includes an RFG platform fee of up to 0.50%.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

Mountain Brook, AL

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Employment Separation After Allegations
November 1999
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Harris works full-time as a registered investment advisor at RFG Advisory, LLC. He also provides consulting services to dental practices for a few hours per week and is the owner, financial advisor, and insurance agent for Curato Advisory, which takes up the rest of his time.

Employment History
Current Registrations
Rfg Advisory, LLC
October 2020 - Present · 6 yrs
Private Client Services, LLCBroker
October 2020 - Present · 6 yrs
Private Client Services, LLC
October 2020 - Present · 6 yrs
Previous Registrations
MML Investors Services, LLC
March 2017 - October 2020 · 3 yrs 7 mos
MML Investors Services, LLCBroker
March 2017 - October 2020 · 3 yrs 7 mos
Msi Financial Services, INC.
December 2015 - March 2017 · 1 yr 3 mos
Msi Financial Services, INC.Broker
December 2015 - March 2017 · 1 yr 3 mos
MML Investors Services, LLC
February 2014 - December 2015 · 1 yr 10 mos
MML Investors Services, LLCBroker
September 2013 - December 2015 · 2 yrs 3 mos
MML Investors Services, INC.Broker
July 2002 - November 2003 · 1 yr 4 mos
Wachovia Securities, INC.Broker
December 2000 - March 2002 · 1 yr 3 mos
AXA Advisors, LLCBroker
July 2000 - January 2001 · 6 mos
Banc of America Investment Services, INC.Broker
February 1999 - December 1999 · 10 mos
State Registrations9 states
ALCAFLGANCOHSCTNTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in Mountain Brook, AL →All financial advisors in Alabama →