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Neil Azous

25 Years of Experience
Las Vegas, NV

Neil Azous is a registered investment advisor at Rareview Capital LLC, based in Las Vegas, NV, with 25 years of industry experience. Neil operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 35 clients with $420M in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
4 advisors
Number of Clients
35 clients
Average Client Portfolio
$12.1M average
Assets Under Management
$423.7M

Fee Structure

Minimum Investment:$1M
Investment management only (planning not offered)

Rareview Capital manages investments through separately managed accounts (SMAs). The annual fee ranges from 0.75% to 1.25% of the portfolio's market value. Fees are negotiable and may vary based on the type of investment strategy. Rareview may also charge a performance-based fee for certain strategies.

For investments in Rareview Funds (ETFs), Rareview receives a management fee based on the fund's average daily net assets. These fees vary by fund, for example, the Rareview Dynamic Fixed Income ETF has a 0.97% management fee.

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Location

10785 W. Twain Avenue, Suite 210, Las Vegas, NV, 89135

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Neil is a managing member of Rareview Macro, LLC, where he writes and publishes a morning market newsletter, dedicating about a quarter to half of his time. He is also the CEO, CIO, Founder, and Managing Member of Rareview Capital LLC, an independent RIA, spending nearly full-time hours overseeing operations and investment activities.

Employment History
Current Registrations
Rareview Capital LLC
August 2016 - Present · 9 yrs 9 mos
Previous Registrations
Mischler Financial Group, INC.Broker
June 2013 - August 2016 · 3 yrs 2 mos
Navigate AdvisorsBroker
April 2008 - May 2013 · 5 yrs 1 mo
UBS Securities LLCBroker
January 2004 - April 2008 · 4 yrs 3 mos
Credit Suisse First Boston LLCBroker
January 2003 - January 2004 · 1 yr
Donaldson, Lufkin & Jenrette Securities CorporationBroker
July 2001 - January 2003 · 1 yr 6 mos
Goldman, Sachs & CO.Broker
March 2000 - March 2001 · 1 yr
State Registrations1 state
NV
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.