Gene Shaw
Gene Shaw is a registered investment advisor at Cetera Investment Advisers LLC, based in Cincinnati, OH, with 26 years of industry experience. Gene operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
3322 Erie Avenue, Suite 1, Cincinnati, OH, 45208
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Gene is an attorney in sole practice, focusing on estate planning, probate, small business law, and some tax work, dedicating nearly full-time hours. He also sells health insurance as needed and administers an estate, spending a few hours per week on the latter.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Financial Specialists LLCBroker
Previous Registrations
Capital Brokerage CorporationBroker
State Registrations6 states
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