JM
JM

James Mccormick

26 Years of Experience
Palm Harbor, FL
Broker

James Mccormick is a registered investment advisor at Morgan Stanley, based in Palm Harbor, FL, with 26 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

4114 Woodlands Parkway, Suite 200, Palm Harbor, FL, 34685

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

James is a City Commissioner in Safety Harbor, FL. He also serves as the District 6950/Ambassador Scholar Selection Chairman and Ambassador Outbound Seminar Coordinator for Rotary International.

Employment History
Current Registrations
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Morgan Stanley
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Morgan Stanley & CO. IncorporatedBroker
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley & CO. Incorporated
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley
November 2000 - April 2007 · 6 yrs 5 mos
Morgan Stanley Dw INC.Broker
November 2000 - April 2007 · 6 yrs 5 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
April 1999 - February 2000 · 10 mos
State Registrations34 states
ALAZCACODEFLGAIAILINLAMAMDMIMNMOMTNCNHNJNVNYOHOKPARISCTNTXVAVTVirgin IslandsWAWV
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.