Stephen Chen
Stephen Chen is a CFA-designated registered investment advisor at Followthru Planning Associates LLC, based in Brooklyn, NY, with 4 years of industry experience. Stephen operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Investment Management, Retirement Planning, Tax Planning. Their firm serves 19 clients with $1.4M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.00% |
Minimum annual fee of $100. All fees and rates are negotiable.
Fee Estimator
Location
Brooklyn, NY
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Stephen is a sales agent for health and life insurance since 2003, dedicating about 10-20% of his time to this. He is also licensed as an independent insurance agent and provides tax preparation and bookkeeping services.
Employment History
Current Registrations
Followthru Planning Associates LLC
State Registrations1 state
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