HL
HL

Henry Leggette

26 Years of Experience
Lumberton, NC
Broker

Henry Leggette is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Lumberton, NC, with 26 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6484 advisors
IM Fee
Planning only
Assets Under Management
$390.0B

Fee Structure

Hourly Rate:Up to $400/hr
Loading...

Location

4145 Fayetteville Road, Lumberton, NC, 28358

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business Activities

Henry is the President of HTL Wealth Management, Inc. He dedicates minimal time to this role.

Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
August 2010 - Present · 16 yrs 1 mo
Raymond James Financial Services, INC.Broker
November 2000 - Present · 25 yrs 10 mos
Previous Registrations
Raymond James Financial Services Advisors, INC
January 2009 - August 2010 · 1 yr 7 mos
Raymond James Financial Services
July 2003 - January 2009 · 5 yrs 6 mos
Centura Securities, INC.Broker
May 1999 - November 2000 · 1 yr 6 mos
State Registrations4 states
GAINNCSC
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Henry Leggette - Financial Advisor | TrueAdvisor