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Seth Arndt

17 Years of Experience
Fort Myers, FL
BrokerSells Insurance

Seth Arndt is a registered investment advisor at Park Avenue Securities LLC, based in Fort Myers, FL, with 17 years of industry experience. Seth operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Financial Planning & Coaching, Retirement Planning. Their firm serves 71,074 clients with $15B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1877 advisors
Number of Clients
71,074 clients
Average Client Portfolio
$211K average
Assets Under Management
$15.0B

Fee Structure

Park Avenue Securities (PAS) offers investment management through various programs. Some programs charge an all-inclusive bundled fee based on the value of your investments. This fee covers investment advice, trading, and other administrative costs. Fees vary depending on the specific program you choose. PAS also offers a digital advisory program called VestWise with a lower fee structure. PAS representatives are compensated for servicing your accounts, and this compensation may be more than if you paid separately for investment advice and brokerage services.

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Location

14021 Metropolis Ave., Fort Myers, FL, 33912

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Seth holds property and casualty insurance licenses since 2013, but dedicates no time to it. He also sells other insurance products since 2016, spending minimal time on it. Seth is also involved with Empower Financial LLC for accounting, tax, and marketing purposes, dedicating minimal time to it.

Employment History
Current Registrations
Park Avenue Securities LLC
July 2014 - Present · 11 yrs 10 mos
Park Avenue Securities LLC
May 2014 - Present · 12 yrs
Park Avenue Securities LLCBroker
May 2014 - Present · 12 yrs
Previous Registrations
Pruco Securities, LLC.Broker
April 2013 - March 2014 · 11 mos
Goetz, Batchker & Company, INC.Broker
August 2004 - November 2005 · 1 yr 3 mos
Goldman, Sachs & CO.Broker
January 2002 - September 2002 · 8 mos
Goetz, Batchker & Company, INC.Broker
March 1999 - August 2001 · 2 yrs 5 mos
State Registrations22 states
CACTFLGAHIIAILMAMDMNMSNCNHNJNYPASCTXVAWAWIWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.