Thomas Cox is a CFP-designated registered investment advisor, based in Tampa, FL, with 26 years of industry experience.
Location
100 S. Ashley Drive, Suite 830, Tampa, FL, 33602
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Thomas works as a financial advisor at Concurrent Investment Advisors, LLC. He also works as an insurance agent, providing insurance advice, dedicating a few hours per week to this activity.
Employment History
Current Registrations
Purshe Kaplan Sterling InvestmentsBroker
October 2023 - Present · 2 yrs 7 mos
Concurrent Investment Advisors, LLC
September 2023 - Present · 2 yrs 8 mos
Previous Registrations
Goldman Sachs & CO. LLCBroker
September 2020 - October 2023 · 3 yrs 1 mo
Mercer Allied Company, L.P.Broker
September 2020 - October 2023 · 3 yrs 1 mo
Cetera Advisor Networks LLCBroker
November 2017 - August 2020 · 2 yrs 9 mos
Goldman Sachs Personal Financial Management
July 2015 - October 2023 · 8 yrs 3 mos
Girard Securities, INC.Broker
July 2015 - November 2017 · 2 yrs 4 mos
Ic Advisory Services, INC.
June 2006 - July 2015 · 9 yrs 1 mo
The Investment Center, INC.
August 2001 - June 2006 · 4 yrs 10 mos
The Investment Center, INC.Broker
June 2001 - July 2015 · 14 yrs 1 mo
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
April 1999 - June 2001 · 2 yrs 2 mos
State Registrations8 states
DCFLGALANCSCTXVA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.