Brock Barnes is a registered investment advisor at LPL Financial LLC, based in Lubbock, TX, with 27 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
4906 Lakeridge Dr Ste 1, Lubbock, TX, 79424-4018
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Brock operates Antioch Wealth Management as a DBA for his LPL business and owns Antioch Holdings LLC, a real estate rental company, dedicating minimal time to the latter. He also works as an executive coach and leadership trainer for Brock Barnes Performance Training, spending about a third of his time on this endeavor.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Sws Financial ServicesBroker
Multi-Financial Securities Corporation
Multi-Financial Securities CorporationBroker
Ifg Advisory Services INC
Ifg Network Securities, INC.Broker
AXA Advisors, LLCBroker
The Equitable Life Assurance Society of the United StatesBroker
State Registrations15 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.