Michael Malone is a registered investment advisor at Greenrock Research, INC., based in Chicago, IL, with 21 years of industry experience. Michael operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 30 clients with $850M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Greenrock Research offers active portfolio management services to financial planning and investment management firms, acting as a sub-advisor to manage portfolios. The fee for this service is 0.20% of the value of the investments in the account each year. This includes administrative services.
Location
223 West Jackson Blvd, Suite 850, Chicago, IL, 60606
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Michael is the Chairman of the Industry Advisory Board (since 2001) and a member of the Financial Advisory Board (since 1999) of Marketocracy Inc., a mutual fund company. This is an investment-related activity.
Employment History
Current Registrations
Greenrock Research, INC.
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.