Vinh Ma
Vinh Ma is a CFP-designated registered investment advisor at Regal Investment Advisors LLC, based in Grand Rapids, MI, with 25 years of industry experience. Vinh operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 7,859 clients with $2.4B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LionShare charges an investment management fee that typically ranges from 0.30% to 1.00% per year, depending on the value of your account and the strategies used by your financial advisor. This fee is deducted directly from your account quarterly, in advance. The total advisory fee you pay includes LionShare's fee plus the fees charged by your financial advisor. Fees and payment arrangements are negotiable and vary on a case-by-case basis when LionShare is used by a primary financial advisor.
Location
146 Monroe Center, Ste 1100, Grand Rapids, MI, 49503
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Vinh is a registered representative and investment advisor representative providing financial and insurance services through Ma Family Business LLC DBA Third Wave Financial. This activity takes Vinh full-time.
Employment History
Current Registrations
Regal Investment Advisors LLC
Regulus Financial Group, LLCBroker
Previous Registrations
Edward Jones
Edward JonesBroker
American Portfolios Financial Services, INC.Broker
Sagepoint Financial, INC.Broker
Sunamerica Securities, INC.Broker
Questar Capital CorporationBroker
National Planning CorporationBroker
State Registrations6 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.