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Michael Kearney

J.P. Morgan Securities LLC
27 Years of Experience
Chicago, IL
1 DisclosureBroker
View SEC Summary
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Michael Kearney is a registered investment advisor at J.P. Morgan Securities LLC, based in Chicago, IL, with 27 years of industry experience. Michael is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning, Socially Responsible Investing. Their firm serves 1,246,646 clients with $430B in assets under management.

J.P. Morgan Securities LLC
Compensation
Fee-Only (% of Portfolio)
Firm Size
14260 advisors
Number of Clients
1,246,646 clients
Average Client Portfolio
$345K average
Assets Under Management
$429.7B

Fee Structure

Minimum Investment:$25K
Planning is included in investment management
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $250K0.60%
$250K+0.50%

Clients with $1,000,000 or more as of May 31, 2024, continue to pay 0.40%.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

Chase Tower Chicago, 21 S. Clark Street / 10 South Dearborn, Floor 32, Chicago, IL, 60603

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
January 2013
Settled
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Michael is an employee of both JPMorgan Securities and JPMorgan Bank since 2018. As an employee of JPMorgan Bank, he can offer bank products and services, including deposit and credit products.

Employment History
Current Registrations
J.P. Morgan Securities LLCBroker
November 2009 - Present · 16 yrs 11 mos
J.P. Morgan Securities LLC
November 2009 - Present · 16 yrs 11 mos
J.P. Morgan Securities LLC
November 2009 - Present · 16 yrs 11 mos
Previous Registrations
Bosc, INC.
January 2009 - October 2009 · 9 mos
Bosc, INC.Broker
August 2008 - October 2009 · 1 yr 2 mos
Harris Investor Services, INC.
September 2006 - August 2008 · 1 yr 11 mos
Harris Investor Services, INC.Broker
September 2006 - August 2008 · 1 yr 11 mos
Fifth Third Securities, INC.Broker
March 2004 - July 2006 · 2 yrs 4 mos
Abn Amro Financial Services, INC.
October 2001 - February 2004 · 2 yrs 4 mos
Abn Amro Financial Services, INC.Broker
October 2000 - February 2004 · 3 yrs 4 mos
Donaldson, Lufkin & Jenrette Securities CorporationBroker
February 2000 - October 2000 · 8 mos
Dean Witter Reynolds INC.Broker
March 1999 - February 2000 · 11 mos
State Registrations52 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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