CP
CP

Chauthy Pham

26 Years of Experience
Los Angeles, CA
BrokerSells Insurance

Chauthy Pham is a registered investment advisor at Cetera Investment Advisers LLC, based in Los Angeles, CA, with 26 years of industry experience. Chauthy operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

5757 W Century Blvd Ste 557, Los Angeles, CA, 90045

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Chauthy sells fixed insurance products, including life, health, disability, annuities, and long-term care, since 2013. He is also a partner in Rathbun Sargent Insurance & Financial Services, where he focuses on sales and service of life, health, and employee benefits, dedicating about 10-20% of his time.

Employment History
Current Registrations
Cetera Investment Advisers LLC
June 2023 - Present · 2 yrs 11 mos
Cetera Wealth Services, LLC
August 2013 - Present · 12 yrs 9 mos
Cetera Wealth Services, LLCBroker
August 2013 - Present · 12 yrs 9 mos
Previous Registrations
Cetera Advisor Networks LLC
September 2020 - June 2023 · 2 yrs 9 mos
MML Investors Services, LLCBroker
March 1999 - April 2013 · 14 yrs 1 mo
State Registrations4 states
CAFLKYTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Chauthy Pham - Financial Advisor | TrueAdvisor