Yana Sogolov
Yana Sogolov is a CFP-designated registered investment advisor at Cetera Investment Advisers LLC, based in Pleasantville, NY, with 25 years of industry experience. Yana operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
520 Bedford Road, Pleasantville, NY, 10570
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Learn about disclosures →Other Business Activities
Yana is involved in several business activities, including The Kluge Financial Group LLC (financial planning and digital marketing, about a quarter of her time), Mabbly (digital marketing, about half her time), Pro Habits (Director of Customer Services, a few hours per week), and FINRA (arbitrator, minimal time). None of these activities involve selling insurance products.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Financial Specialists LLCBroker
Previous Registrations
Summit Brokerage Services, INC.Broker
Legend Equities CorporationBroker
Cetera Investment Advisers LLC
Cetera Financial Specialists LLCBroker
H&r Block Financial Advisors, INC.
Rsm Mcgladrey, INC.
H&r Block Financial Advisors, INC.Broker
Prudential Securities IncorporatedBroker
H&r Block Financial Advisors, INC.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.