William Parker
William Parker is a registered investment advisor at LPL Financial LLC, based in Princeton, NJ, with 25 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
Princeton, NJ
Get directionsHistory
Regulatory History (1)
Judgment / Lien
December 2023Other Business Activities
William is involved with Snap TPA LLC as a Third Party Administrator and WG Parker Trading LLC as a business entity for tax/investment purposes, each taking a full-time commitment. He also works with Parker Trading Corporation and MRP Plans Investing, a DBA for LPL business, dedicating about half his time to the latter.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Ic Advisory Services, INC.
The Investment Center, INC.Broker
Ashton Stewart & CO., INC.Broker
Voya Financial Partners, LLCBroker
Gwfs Equities, INC.Broker
Metlife Securities INC.Broker
Metropolitan Life Insurance CompanyBroker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations11 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.