Donald Roseen is a registered investment advisor at Lake Street, based in Chicago, IL, with 27 years of industry experience. Donald operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Alternative Investments, Business Owners, Corporate Executives, Education Planning, and 7 more. Their firm serves 613 clients with $1.2B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.00% |
The maximum annual fee is up to 2.0% for discretionary management and up to 1.5% for non-discretionary advisory services. Fees are negotiable based on factors such as anticipated future assets, account size, and complexity.
Fee Estimator
Location
128 N. May Street, Floor 2, Chicago, IL, 60607
Get directionsHistory
Regulatory History (3)
Regulatory
June 2005Regulatory
July 2004Employment Separation After Allegations
April 2003Employment History
Current Registrations
Lake Street
Previous Registrations
United Advisors Services, LLC
Rothschild Investment CorporationBroker
Rothschild Investment Corporation
Banc One Securities Corporation
Banc One Securities CorporationBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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