Hans Smith is a registered investment advisor at LPL Financial LLC, based in Ballwin, MO, with 26 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
13849 Manchester Rd, Ballwin, MO, 63011
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Hans operates under the DBA Vantage Investment Services Group since 2008 and works with Vantage Credit Union, dedicating about 10-20% of his time. Since December 2024, Hans is also writing a book, spending about 10-20% of his time on this activity.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Jackson National Life Distributors LLCBroker
Guardian Investor Services LLCBroker
Planco Financial Services, INC.Broker
Putnam Retail Management Limited PartnershipBroker
State Registrations6 states
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