Gregory Vance is a registered investment advisor, based in Austin, TX, with 24 years of industry experience.
Location
Austin, TX
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Current Registrations
Kestra Advisory Services, LLC
August 2025 - Present · 9 mos
Kestra Investment Services, LLCBroker
August 2025 - Present · 9 mos
Kestra Investment Services, LLC
August 2025 - Present · 9 mos
Previous Registrations
Lion Street Financial, LLCBroker
July 2021 - July 2025 · 4 yrs
Lion Street Advisors, LLC
July 2021 - July 2025 · 4 yrs
Kestra Advisory Services, LLC
April 2016 - April 2021 · 5 yrs
NFP Advisor Services, LLC
June 2011 - September 2016 · 5 yrs 3 mos
Kestra Investment Services, LLCBroker
February 2005 - April 2021 · 16 yrs 2 mos
A I M Distributors, INC.Broker
January 2001 - December 2003 · 2 yrs 11 mos
Planmember Securities CorporationBroker
February 2000 - December 2000 · 10 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.