BK
CFP
BK
CFP

Brian Kraus

26 Years of Experience
San Antonio, TX
BrokerSells Insurance

Brian Kraus is a CFP-designated registered investment advisor, based in San Antonio, TX, with 26 years of industry experience.

Location

227 N Loop 1604 E., Suite 150, San Antonio, TX, 78232

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Brian is the Founder/CEO of Kraus Capital Management, providing investment management and financial planning services, dedicating full-time hours to this role. He is also an agent for PKS Financial Services and sells fixed insurance and fixed annuities, dedicating minimal time to each of these roles.

Employment History
Current Registrations
Purshe Kaplan Sterling InvestmentsBroker
March 2016 - Present · 10 yrs 2 mos
Kraus Capital Management, LLC
March 2016 - Present · 10 yrs 2 mos
Previous Registrations
Securities America, INC.Broker
December 2008 - March 2016 · 7 yrs 3 mos
Securities America Advisors, INC.
December 2008 - March 2016 · 7 yrs 3 mos
Hanson McclainBroker
January 2008 - December 2008 · 11 mos
Hanson Mcclain Advisors
February 2004 - December 2008 · 4 yrs 10 mos
Securities America, INC.Broker
April 2002 - December 2007 · 5 yrs 8 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
April 1999 - April 2004 · 5 yrs
State Registrations5 states
ALARCATNTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.