Laura Smith is a registered investment advisor, based in Pasadena, CA, with 24 years of industry experience.
Location
2 North Lake Avenue, Suite 520, Pasadena, CA, 91101
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Gt Securities, INC.Broker
January 2025 - Present · 1 yr 4 mos
Gt Securities, INC.
January 2025 - Present · 1 yr 4 mos
Pasadena Private Wealth, LLC
December 2024 - Present · 1 yr 5 mos
Previous Registrations
Pensionmark Securities, LLCBroker
May 2020 - May 2024 · 4 yrs
Purshe Kaplan Sterling InvestmentsBroker
May 2018 - May 2020 · 2 yrs
Merrill Lynch, Pierce, Fenner & Smith Incorporated
November 2005 - May 2018 · 12 yrs 6 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
August 2001 - May 2018 · 16 yrs 9 mos
State Registrations1 state
CA
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.