DM
DM

Diego Moscoso

24 Years of Experience
Aventura, FL
Broker

Diego Moscoso is a registered investment advisor at Morgan Stanley, based in Aventura, FL, with 24 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

20807 Biscayne Boulevard, 5th&6th Floor, Aventura, FL, 33180

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Diego owns multiple rental properties in Aventura, Florida, one since February 2022 and another since May 2023. These activities are investment-related and require minimal time.

Employment History
Current Registrations
Morgan Stanley
October 2015 - Present · 10 yrs 7 mos
Morgan StanleyBroker
October 2015 - Present · 10 yrs 7 mos
Previous Registrations
Hb Asset Management, L.C.
April 2014 - October 2015 · 1 yr 6 mos
Global Investor Services, L.C.Broker
March 2014 - October 2015 · 1 yr 7 mos
Morgan Stanley
August 2011 - April 2014 · 2 yrs 8 mos
Morgan StanleyBroker
August 2011 - April 2014 · 2 yrs 8 mos
Morgan Keegan & Company, INC.
July 2010 - August 2011 · 1 yr 1 mo
Morgan Keegan & Company, INC.Broker
July 2010 - August 2011 · 1 yr 1 mo
Merrill Lynch, Pierce, Fenner & Smith Incorporated
May 2004 - July 2010 · 6 yrs 2 mos
Merrill Lynch Pierce Fenner & Smith INC.
June 2002 - May 2004 · 1 yr 11 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
August 2001 - July 2010 · 8 yrs 11 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
Diego Moscoso - Financial Advisor | TrueAdvisor