CW
CW

Chester Winn

27 Years of Experience
Louisville, KY
BrokerSells Insurance

Chester Winn is a registered investment advisor, based in Louisville, KY, with 27 years of industry experience. Chester is also registered as a broker, so some compensation may come from commissions on products sold.

Location

3099 Breckenridge Lane, Ste 109, Louisville, KY, 40220

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Chester is an insurance agent selling fixed insurance products since 2014, dedicating a few hours per week. He is also an employee of L&N Credit Union.

Employment History
Current Registrations
Lasalle St Securities, L.L.C.Broker
December 2017 - Present · 8 yrs 10 mos
Lasalle St. Investment Advisors, L.L.C.
December 2017 - Present · 8 yrs 10 mos
Lasalle St Securities, L.L.C.
December 2017 - Present · 8 yrs 10 mos
Previous Registrations
Invest Financial Corporation
July 2014 - December 2017 · 3 yrs 5 mos
Invest Financial CorporationBroker
July 2014 - December 2017 · 3 yrs 5 mos
U.S. Bancorp Investments, INC.Broker
June 2011 - July 2014 · 3 yrs 1 mo
U.S. Bancorp Investments, INC.
June 2011 - July 2014 · 3 yrs 1 mo
Chase Investment Services CORP.
May 2010 - June 2011 · 1 yr 1 mo
Chase Investment Services CORP.Broker
July 2005 - June 2011 · 5 yrs 11 mos
Banc One Securities CorporationBroker
October 2003 - July 2005 · 1 yr 9 mos
PFS Investments INC.Broker
June 1999 - October 2003 · 4 yrs 4 mos
State Registrations4 states
INKYOHTN
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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Chester Winn - Financial Advisor | TrueAdvisor