James Ashby is a CFP-designated registered investment advisor at Mustard Seed Wealth Management, based in Magnolia, AR, with 23 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Charitable Giving, Education Planning, Estate Planning, and 5 more. Their firm serves 734 clients with $450M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 1.00% |
| $500K - $1.0M | 0.90% |
| $1.0M - $2.0M | 0.80% |
| $2M+ | 0.50% |
Fees are negotiable and can vary based on individual, family, or business circumstances.
Fee Estimator
Contact
James Ashby
Location
202 South Pine, Suite 102, Magnolia, AR, 71754
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Mustard Seed Wealth Management
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
Additional Information
Dr. David Ashby worked as an accountant and even taught accounting classes before becoming a professor at SAU. His accumulated degrees took him to Ole Miss and eventually LA Tech, where he earned his doctorate. He later became a Certified Financial Planner professional and launched the first financial planning curriculum in AR at SAU.