Clete Wegner is a registered investment advisor, based in Red Rock, TX, with 26 years of industry experience.
Location
Red Rock, TX
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Clete is an independent insurance agent and owns rental properties and Wegner Ranch. He also works as an advisory representative of a registered investment advisor (RIA), spending about half his time on this activity.
Employment History
Current Registrations
Cambridge Investment Research Advisors, INC.
May 2016 - Present · 10 yrs 4 mos
Cambridge Investment Research, INC.Broker
May 2016 - Present · 10 yrs 4 mos
Previous Registrations
Transamerica Financial Advisors, INC.
December 2000 - May 2016 · 15 yrs 5 mos
Transamerica Financial Advisors, INCBroker
December 2000 - May 2016 · 15 yrs 5 mos
Intersecurities, INC.Broker
March 1999 - December 1999 · 9 mos
State Registrations4 states
FLNCNVTX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.