RC
RC

Robert Cormier

26 Years of Experience
Springfield, MA
Broker

Robert Cormier is a registered investment advisor at Morgan Stanley, based in Springfield, MA, with 26 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
Loading...

Location

1500 Main Street, 19th Floor, Springfield, MA, 01115

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business Activities

Robert is a board member and treasurer for the Amos Fleisher Memorial Foundation, a scholarship foundation, since 2012. He dedicates minimal time to this activity outside of business hours.

Employment History
Current Registrations
Morgan Stanley
May 2020 - Present · 6 yrs
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Citigroup Global Markets INC.Broker
October 2005 - June 2009 · 3 yrs 8 mos
Merrill Lynch Pierce Fenner & Smith INC.
September 2000 - October 2005 · 5 yrs 1 mo
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
April 1999 - October 2005 · 6 yrs 6 mos
State Registrations37 states
AZCACOCTDCDEFLGAILKYMAMDMEMIMNMOMSMTNCNDNHNJNMNYOHORPARISCSDTXUTVAVTWAWIWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.