Rachel Smith is a registered investment advisor, based in Summit, NJ, with 26 years of industry experience.
Location
475 Springfield Ave, Summit, NJ, 07901
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Rachel works full-time as an AVP in National Accounts and Sales at Concourse Fin Group, and about a quarter of her time as a Sales VP at Simplicity Group selling insurance products to advisors. She also works as an IAR Rep at TLG Advisors Inc, but spends no time on this role.
Employment History
Current Registrations
Tlg Advisors, INC.
The Leaders Group, INC.Broker
The Leaders Group, INC.
Previous Registrations
Concourse Financial Group Advisors
Concourse Financial Group Securities, INC.Broker
Edward Jones
Edward JonesBroker
Proequities, INC.Broker
State Registrations1 state
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