Scott Walker is a registered investment advisor, based in New York, NY, with 25 years of industry experience.
Location
50 Hudson Yards, 69th Floor, New York, NY, 10001
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Scott owns rental property in East Marion, NY with his spouse since 2017. He spends about 10-20% of his time working with a management company on this investment-related activity.
Employment History
Current Registrations
Truist Investment Services, INC.
January 2024 - Present · 2 yrs 4 mos
Truist Advisory Services, INC.
January 2024 - Present · 2 yrs 4 mos
Truist Investment Services, INC.Broker
January 2024 - Present · 2 yrs 4 mos
Previous Registrations
J.P. Morgan Securities LLC
June 2022 - January 2024 · 1 yr 7 mos
J.P. Morgan Securities LLCBroker
June 2022 - January 2024 · 1 yr 7 mos
Wells Fargo Clearing Services, LLC
September 2019 - June 2022 · 2 yrs 9 mos
Wells Fargo Clearing Services, LLCBroker
August 2019 - June 2022 · 2 yrs 10 mos
City National Securities, INC.Broker
October 2011 - July 2019 · 7 yrs 9 mos
Wells Fargo Advisors, LLCBroker
February 2008 - September 2011 · 3 yrs 7 mos
Wachovia Securities, LLCBroker
August 2003 - February 2007 · 3 yrs 6 mos
Citicorp Investment ServicesBroker
April 2001 - April 2003 · 2 yrs
Gilford Securities IncorporatedBroker
July 2000 - January 2001 · 6 mos
Seaboard Securities, INC.Broker
January 2000 - August 2000 · 7 mos
Dean Witter Reynolds INC.Broker
April 1999 - January 2000 · 9 mos
State Registrations10 states
CACTFLNCNHNJNVNYOHPA
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.