KM
KM

Keith Mcdonald

26 Years of Experience
New York, NY
Broker

Keith Mcdonald is a registered investment advisor, based in New York, NY, with 26 years of industry experience.

Location

51 Madison Avenue, New York, NY, 10010

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Keith formed MCD AZ LLC for liability purposes related to a vacation home available for VRBO. He spends minimal time on this activity.

Employment History
Current Registrations
New York Life Investment Management LLC
June 2006 - Present · 19 yrs 11 mos
Nylife Distributors LLC
June 2006 - Present · 19 yrs 11 mos
Nylife Distributors LLCBroker
June 2006 - Present · 19 yrs 11 mos
Previous Registrations
Linsco/private Ledger CORP.Broker
April 2006 - June 2006 · 2 mos
Linsco/private Ledger CORP.
April 2006 - June 2006 · 2 mos
Sun Life Financial Distributors, INC.Broker
February 2003 - January 2006 · 2 yrs 11 mos
Mfs Fund Distributors, INC.Broker
January 2001 - March 2003 · 2 yrs 2 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
August 2000 - December 2000 · 4 mos
Wfp SecuritiesBroker
September 1999 - June 2000 · 9 mos
State Registrations6 states
CACOMINJNYVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.