Normand Fluet
Normand Fluet is a registered investment advisor at Ameriprise Financial Services, LLC, based in Brockport, NY, with 18 years of industry experience. Normand operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.
Location
29 Clinton St, Brockport, NY, 14420
Get directionsHistory
Regulatory History (2)
Customer Dispute
May 2014Criminal
January 2004Other Business Activities
Normand is involved with Stormtack LLC, starting in 2022. This takes about a quarter of his time, with hours overlapping with trading hours.
Employment History
Current Registrations
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLCBroker
Ameriprise Financial Services, LLC
Previous Registrations
Signator Investors, INC.Broker
Ids Life Insurance CompanyBroker
American Express Financial Advisors INC.Broker
State Registrations10 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.