DO
DO

Douglas Orifice

26 Years of Experience
Watertown, MA
BrokerSells Insurance

Douglas Orifice is a registered investment advisor at Arsenal Financial, LLC, based in Watertown, MA, with 26 years of industry experience. Douglas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Retirement Planning.

Compensation
Fixed/Hourly
Firm Size
2 advisors
Number of Clients
Not specified
Average Client Portfolio
Not specified

Fee Structure

Arsenal Planning does not offer investment management services directly. However, their representatives can provide these services through LPL Financial for a fee based on the amount of your portfolio.

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Location

205 Mount Auburn Street, Watertown, MA, 02472

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Douglas owns a second home in Woodstock, NH, that he rents occasionally, dedicating minimal time. He also operates Arsenal Financial, LLC under multiple DBAs, including providing financial planning services and selling insurance products such as life, health, disability, LTC, and fixed annuities, and leases real estate to his financial planning practice.

Employment History
Current Registrations
Arsenal Financial, LLC
March 2018 - Present · 8 yrs 2 mos
LPL Financial LLC
August 2010 - Present · 15 yrs 9 mos
LPL Financial LLCBroker
August 2010 - Present · 15 yrs 9 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
October 2009 - August 2010 · 10 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 2009 - August 2010 · 10 mos
Banc of America Investment Services, INC.
May 2006 - October 2009 · 3 yrs 5 mos
Banc of America Investment Services, INC.Broker
October 2005 - October 2009 · 4 yrs
Ifmg Securities, INC.Broker
October 2003 - October 2005 · 2 yrs
Ids Life Insurance CompanyBroker
July 1999 - October 2003 · 4 yrs 3 mos
American Express Financial Advisors INC.Broker
July 1999 - October 2003 · 4 yrs 3 mos
Bankboston Investor Services, INC.Broker
March 1999 - June 1999 · 3 mos
State Registrations22 states
CACTFLGAKSMAMEMIMNNCNENHNJNMNYPARISCTXVAVTWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.