Tracy Cottingham is a registered investment advisor, based in Greensboro, NC, with 26 years of industry experience.
Location
707 Green Valley Road, Fl 1, Greensboro, NC, 27408
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Tracy works as an associate/employee for Capstone Investment Partners, Pinnacle Asset Management, and Pinnacle Financial Partners/Pinnacle Bank, assisting advisors in daily activities. Tracy also acts as Power of Attorney for her mother, assisting with banking and bills, dedicating minimal time to this.
Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
Raymond James Financial Services, INC.Broker
Previous Registrations
Wells Fargo Clearing Services, LLC
Wells Fargo Clearing Services, LLCBroker
Merrill Lynch Pierce Fenner & Smith INC.
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations15 states
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