BB
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Brent Brookshire

26 Years of Experience
Lufkin, TX
1 DisclosureBroker

Brent Brookshire is a registered investment advisor at LPL Financial LLC, based in Lufkin, TX, with 26 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

1503 Hanks St, Ste A, Lufkin, TX, 75904

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
March 2008
Settled
Other Business Activities

Brent is a general partner in Brookshire Limited Family Partnership since 2002, dedicating minimal time. He also operates Brookshire Wealth Management as a DBA for his LPL business, spending about a quarter of his time, with 30 hours specifically during securities trading.

Employment History
Current Registrations
LPL Financial LLCBroker
April 2019 - Present · 7 yrs 1 mo
LPL Financial LLC
April 2019 - Present · 7 yrs 1 mo
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
May 1999 - April 2019 · 19 yrs 11 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
April 1999 - April 2019 · 20 yrs
State Registrations9 states
ARFLGAKSLAMSNYOKTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.