Shelly Walton is a registered investment advisor at Morgan Stanley, based in Winter Park, FL, with 25 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
250 Park Avenue South, Suite 500, Winter Park, FL, 32789
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan Stanley
April 2014 - Present · 12 yrs 1 mo
Morgan StanleyBroker
April 2014 - Present · 12 yrs 1 mo
Previous Registrations
Ha&w Wealth Management, LLC
March 2014 - April 2014 · 1 mo
Purshe Kaplan Sterling InvestmentsBroker
November 2012 - April 2014 · 1 yr 5 mos
Bb&t Investment Services, INC.
March 2011 - July 2012 · 1 yr 4 mos
Bb&t Investment Services, INC.Broker
March 2011 - July 2012 · 1 yr 4 mos
Metlife Securities INC.
November 2010 - March 2011 · 4 mos
Metlife Securities INC.Broker
February 2010 - March 2011 · 1 yr 1 mo
Nylife Securities LLCBroker
February 2009 - January 2010 · 11 mos
Wells Investment Securities,inc.Broker
December 2007 - November 2008 · 11 mos
Wachovia Securities, LLCBroker
May 2006 - October 2007 · 1 yr 5 mos
Underwriters Equity CorporationBroker
January 2005 - December 2005 · 11 mos
Allstate Distributors, L.L.C.Broker
October 2002 - October 2004 · 2 yrs
Afd, INC.Broker
November 2000 - October 2002 · 1 yr 11 mos
Edward JonesBroker
March 2000 - October 2000 · 7 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
July 1999 - February 2000 · 7 mos
State Registrations51 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNENHNJNMNVNYOHOKORPAPRRISCTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.