Roger Littlefield is a CFP-designated registered investment advisor at Morgan Stanley, based in Tulsa, OK, with 26 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
2200 South Utica Place, Suite 500, Tulsa, OK, 74114
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan StanleyBroker
January 2020 - Present · 6 yrs 8 mos
Morgan Stanley
January 2020 - Present · 6 yrs 8 mos
Previous Registrations
Bok Financial Advisors
May 2014 - January 2020 · 5 yrs 8 mos
Wunderlich Securities, INC.Broker
December 2012 - May 2014 · 1 yr 5 mos
Wunderlich Securities, INC.
December 2012 - May 2014 · 1 yr 5 mos
Sanders Morris Harris INC.
April 2009 - December 2012 · 3 yrs 8 mos
Sanders Morris Harris INC.Broker
April 2009 - December 2012 · 3 yrs 8 mos
Citigroup Global Markets INC.
May 1999 - May 2009 · 10 yrs
Citigroup Global Markets INC.Broker
April 1999 - May 2009 · 10 yrs 1 mo
State Registrations45 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.