GK
GK

George King

26 Years of Experience
Columbia, SC
Broker

George King is a registered investment advisor at LPL Financial LLC, based in Columbia, SC, with 26 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

520 Gervais St, Columbia, SC, 29201

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

George operates under the DBA South State Investment Services for his LPL business since 2014. He also has a financial institution duty at South State Bank, dedicating about a quarter of his time to this role. Finally, George is involved with Our Six Sons, LLC for tax/investment purposes, spending minimal time on it.

Employment History
Current Registrations
LPL Financial LLC
January 2009 - Present · 17 yrs 6 mos
LPL Financial LLC
January 2009 - Present · 17 yrs 6 mos
LPL Financial LLCBroker
January 2009 - Present · 17 yrs 6 mos
Previous Registrations
Citigroup Global Markets INC.
August 1999 - January 2009 · 9 yrs 5 mos
Citigroup Global Markets INC.Broker
April 1999 - January 2009 · 9 yrs 9 mos
State Registrations10 states
FLGAKYMDNCNYRISCTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.