Harlin Noel is a registered investment advisor at LPL Financial LLC, based in Springfield, IL, with 24 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
920 South Spring St. Ste 1100, Springfield, IL, 62704
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Harlin provides investment advisory services through Private Advisor Group and Noel & Company Wealth Management LLC, spending nearly full-time on these activities. He also operates Noel & Company Wealth Management LLC as a DBA for his LPL business.
Employment History
Current Registrations
LPL Financial LLC
Private Advisor Group, LLC
LPL Financial LLCBroker
Previous Registrations
Private Advisor Group, LLC
Level Four Advisory Services
Ameriprise Financial Services, INC.
Ameriprise Financial Services, INC.Broker
Morgan Stanley & CO., IncorporatedBroker
Morgan Stanley & CO., Incorporated
Morgan Stanley
Morgan Stanley Dw INC.Broker
Banc One Securities Corporation
Banc One Securities CorporationBroker
A. G. Edwards & Sons, INC.Broker
American Express Financial Advisors INC.Broker
Ids Life Insurance CompanyBroker
State Registrations9 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.