TrueAdvisor
TrueAdvisor
JN
CFP
JN
CFP

John Nguyen

Commonwealth Financial Network
27 Years of Experience
Arlington, VA
May Earn CommissionSells Insurance
View SEC Summary
View SEC Summary

John Nguyen is a CFP-designated registered investment advisor at Commonwealth Financial Network, based in Arlington, VA, with 27 years of industry experience. Their practice areas include Alternative Investments, Annuities, Business Owners, Charitable Giving, and 10 more. Their firm serves 360,488 clients with $210B in assets under management.

Commonwealth Financial Network
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
2904 advisors
Number of Clients
360,488 clients
Average Client Portfolio
$590K average
Assets Under Management
$212.7B

Fee Structure

Minimum Investment:$25K
Planning is included in investment management (also available separately)
Minimum Annual Fee:$600
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $750K2.25%
$750K - $1.0M2.00%
$1.0M - $2.0M1.75%
$2M+1.50%

Fees are negotiable. Schedule represents maximum allowable annual management fees for PPS Custom programs. Other programs like PPS Select and PPS Direct have separate advisor and program fee schedules.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

3033 Wilson Boulevard, Suite 700, Arlington, VA, 22201

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business ActivitiesSells Insurance

John sells fixed insurance products as an agent under the DBA Clarendon Wealth Management, which is investment-related. He is also a trustee for a family trust and the company's 401k plan, and co-owns Jack Books, LLC, a publishing entity.

Employment History
Current Registrations
Commonwealth Financial Network
May 2007 - Present · 19 yrs 5 mos
Previous Registrations
Commonwealth Financial NetworkBroker
May 2007 - September 2018 · 11 yrs 4 mos
Ameriprise Financial Services, INC.Broker
August 1999 - May 2007 · 7 yrs 9 mos
Ids Life Insurance CompanyBroker
August 1999 - July 2006 · 6 yrs 11 mos
Ameriprise Financial Services, INC.
July 1999 - May 2007 · 7 yrs 10 mos
State Registrations2 states
TXVA
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in Arlington, VA →All financial advisors in Virginia →