William Helms is a registered investment advisor, based in Boone, NC, with 27 years of industry experience.
Location
895 State Farm Rd Ste 201, Boone, NC, 28607
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
William is a musician, dedicating about 10-20% of his time to performing. He is also an insurance agent offering insurance through various agencies, spending about a quarter of his time on this, and has an IAR affiliation with CIRA, dedicating full-time hours to this role.
Employment History
Current Registrations
Cambridge Investment Research Advisors, INC.
Cambridge Investment Research, INC.Broker
Previous Registrations
Lincoln Financial Securities Corporation
Lincoln Financial Securities CorporationBroker
State Registrations8 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.