Kimberly Tobias
Kimberly Tobias is a registered investment advisor at U.S. Bancorp Advisors, LLC, based in Fox Lake, IL, with 27 years of industry experience. Kimberly is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Retirement Planning. Their firm serves 3,343 clients with $1.8B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
- Financial planning services — Currently offered at no cost, providing personalized reports to assess financial goals and retirement readiness.
Location
55 E Grand Ave, Fox Lake, IL, 60020
Get directionsHistory
Regulatory History (1)
Customer Dispute
July 2002Other Business Activities
Kimberly is a signer on the checking account for G&M Industries, Inc., and provides occasional office support for K&M Auto Sales & Services, Inc., both businesses related to her husband's work. Her husband also discusses Shaklee vitamins and supplements with interested parties, taking a few hours per week.
Employment History
Current Registrations
U.S. Bancorp Advisors, LLC
U.S. Bancorp Advisors, LLCBroker
Previous Registrations
U.S. Bancorp Investments, INC.
U.S. Bancorp Investments, INC.Broker
Chase Investment Services CORP.Broker
Banc One Securities CorporationBroker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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