Matthew Montana is a CFP-designated registered investment advisor, based in Madison, CT, with 27 years of industry experience. Matthew is also registered as a broker, so some compensation may come from commissions on products sold.
Location
1291 Boston Pond Rd, Suite 201, Madison, CT, 06443
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Matthew is the N81 Sea Strike Department Head in the U.S. Navy Reserve since 2013, dedicating about 10-20% of his time to this role. His duties involve general management.
Employment History
Current Registrations
Hightower Advisors, LLC
Hightower Securities, LLCBroker
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Wachovia Securities, LLCBroker
Wachovia Securities, LLC
Newalliance Investments, INC.
Newalliance Investments, INC.Broker
Raymond James Financial Services
Raymond James Financial Services, INC.Broker
Merrill Lynch Pierce Fenner & Smith INC.
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations13 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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