Matthew Montana is a CFP-designated registered investment advisor, based in Chicago, IL, with 26 years of industry experience.
Location
200 W. Madison St., Suite 2500, Chicago, IL, 60606
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Matthew is the N81 Sea Strike Department Head in the U.S. Navy Reserve since 2013, dedicating about 10-20% of his time to this role. His duties involve general management.
Employment History
Current Registrations
Hightower Advisors, LLC
November 2013 - Present · 12 yrs 6 mos
Hightower Securities, LLCBroker
November 2013 - Present · 12 yrs 6 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
January 2008 - November 2013 · 5 yrs 10 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
July 2007 - November 2013 · 6 yrs 4 mos
Wachovia Securities, LLCBroker
June 2006 - July 2007 · 1 yr 1 mo
Wachovia Securities, LLC
June 2006 - July 2007 · 1 yr 1 mo
Newalliance Investments, INC.
January 2005 - May 2006 · 1 yr 4 mos
Newalliance Investments, INC.Broker
January 2004 - May 2006 · 2 yrs 4 mos
Raymond James Financial Services
September 2002 - January 2004 · 1 yr 4 mos
Raymond James Financial Services, INC.Broker
August 2002 - January 2004 · 1 yr 5 mos
Merrill Lynch Pierce Fenner & Smith INC.
June 1999 - August 2002 · 3 yrs 2 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
May 1999 - August 2002 · 3 yrs 3 mos
State Registrations13 states
CACOCTDCDEFLMANCNHNJNYPAVA
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.