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Chad Zimmerman

Commonwealth Financial Network
27 Years of Experience
West Fargo, ND
1 DisclosureBrokerSells Insurance
View SEC Summary
View SEC Summary

Chad Zimmerman is a registered investment advisor at Commonwealth Financial Network, based in West Fargo, ND, with 27 years of industry experience. Chad is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Annuities, Business Owners, Charitable Giving, and 10 more. Their firm serves 360,488 clients with $210B in assets under management.

Commonwealth Financial Network
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
2904 advisors
Number of Clients
360,488 clients
Average Client Portfolio
$590K average
Assets Under Management
$212.7B

Fee Structure

Minimum Investment:$25K
Planning is included in investment management (also available separately)
Minimum Annual Fee:$600
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $750K2.25%
$750K - $1.0M2.00%
$1.0M - $2.0M1.75%
$2M+1.50%

Fees are negotiable. Schedule represents maximum allowable annual management fees for PPS Custom programs. Other programs like PPS Select and PPS Direct have separate advisor and program fee schedules.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

3250 Oak Ridge Loop E, West Fargo, ND, 58078

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
February 2002
Denied
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Chad sells fixed insurance and is a co-owner of NorthStar Financial Group, LLC, Chad Zimmerman, LLC, and Cave Dweller, LLC. Chad Zimmerman, LLC takes nearly all of his time, while the other activities require minimal time.

Employment History
Current Registrations
Commonwealth Financial NetworkBroker
November 2023 - Present · 2 yrs 11 mos
Commonwealth Financial Network
November 2023 - Present · 2 yrs 11 mos
Previous Registrations
Wells Fargo Advisors Financial Network, LLCBroker
November 2019 - November 2023 · 4 yrs
Wells Fargo Advisors Financial Network, LLC
November 2019 - November 2023 · 4 yrs
RBC Capital Markets, LLC
October 2009 - December 2019 · 10 yrs 2 mos
RBC Capital Markets, LLCBroker
April 2009 - December 2019 · 10 yrs 8 mos
Edward JonesBroker
May 1999 - April 2009 · 9 yrs 11 mos
State Registrations9 states
AZCAFLMNMTNDNESDVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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