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Douglas Fisher

Fiduciary Financial Advisors
27 Years of Experience
Grand Rapids, MI
2 DisclosuresSells Insurance
View SEC Summary
View SEC Summary

Douglas Fisher is a registered investment advisor at Fiduciary Financial Advisors, based in Grand Rapids, MI, with 27 years of industry experience. Douglas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Alternative Investments, Business Owners, Education Planning, Estate Planning, and 5 more. Their firm serves 2,183 clients with $1.3B in assets under management.

Fiduciary Financial Advisors
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
52 advisors
Number of Clients
2,183 clients
Average Client Portfolio
$609K average
Assets Under Management
$1.3B

Fee Structure

Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $2.0M0.95%
$2.0M - $5.0M0.90%
$5.0M - $10.0M0.75%
$10.0M - $50.0M0.55%
$50.0M - $150.0M0.35%
$150M+0.15%

Fees are negotiable. Maximum annual fee rate is 0.95%.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

124 Fulton St. East, Suite 200, Grand Rapids, MI, 49503

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
January 2024
Settled
Customer Dispute
June 2015
Closed-No Action
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Douglas is an independent insurance agent (life, annuity, and health) and may recommend these services to clients. He attempts to mitigate conflicts of interest by placing the client's interests first and informing them that they are not obligated to purchase insurance through him.

Employment History
Current Registrations
Fiduciary Financial Advisors
November 2020 - Present · 5 yrs 11 mos
Previous Registrations
LPL Financial LLC
February 2009 - November 2020 · 11 yrs 9 mos
LPL Financial LLCBroker
February 2009 - November 2020 · 11 yrs 9 mos
Raymond James Financial Services Advisors, INC
January 2009 - February 2009 · 1 mo
Raymond James Financial Services
October 2005 - January 2009 · 3 yrs 3 mos
Raymond James Financial Services, INC.Broker
May 2005 - February 2009 · 3 yrs 9 mos
Fifth Third Securities, INC.
February 2005 - April 2005 · 2 mos
Fifth Third Securities, INC.Broker
May 2001 - April 2005 · 3 yrs 11 mos
Old Kent Financial AdvisorsBroker
August 1999 - May 2001 · 1 yr 9 mos
State Registrations1 state
MI
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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