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Adam Straseske

LPL Financial LLC
24 Years of Experience
San Antonio, TX
1 DisclosureBrokerSells Insurance
View SEC Summary
View SEC Summary

Adam Straseske is a registered investment advisor at LPL Financial LLC, based in San Antonio, TX, with 24 years of industry experience. Adam is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28129 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

901 NE Loop 410, Suite 100, San Antonio, TX, 78209

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Criminal
December 1994
Final Disposition
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Adam is a registered investment advisor through Strategic Financial Concepts, LLC, and also offers non-variable insurance products like life, disability, and fixed annuities through National Financial Alliance, dedicating about 10% of his time to insurance. He also has several DBAs and LLCs for business and accounting purposes, as well as real estate rental properties.

Employment History
Current Registrations
LPL Financial LLC
September 2009 - Present · 17 yrs 1 mo
LPL Financial LLCBroker
September 2009 - Present · 17 yrs 1 mo
Strategic Financial Concepts, LLC
November 2008 - Present · 17 yrs 11 mos
Previous Registrations
Mutual Service CorporationBroker
November 2008 - September 2009 · 10 mos
Choice Advisory Group, INC.
March 2006 - December 2006 · 9 mos
Choice Investments, INC.
April 2005 - July 2006 · 1 yr 3 mos
Choice Investments, INC.Broker
June 2002 - December 2006 · 4 yrs 6 mos
Linsco/private Ledger CORP.Broker
February 2001 - June 2001 · 4 mos
Morgan Keegan & Company, INC.Broker
March 2000 - February 2001 · 11 mos
Dean Witter Reynolds INC.Broker
April 1999 - March 2000 · 11 mos
State Registrations30 states
ALARAZCACOCTFLGAIAIDILINKSLAMDMIMNMOMSNDNMOHOKORPASCTNTXVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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