David George Garcia

Regal Advisory Services, INC.

26 Years of Experience

Broker

View SEC Summary

Areas of Practice

Investment ManagementRetirement PlanningFinancial Planning & Coaching

Regal Advisory Services, INC.

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

23 advisors

Number of Clients

285 clients

Average Client Portfolio

$398K average

Assets Under Management

$113.5M

Fee Structure

Location

950 North Milwaukee Avenue, Suite 101, Glenview, IL, 60025-3771

Get directions

History

Regulatory History

Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Employment History

Current Registrations

Regal Advisory Services, INC.

June 2010 - Present · 15 yrs 8 mos

Regal Securities, INC.Broker

April 1999 - Present · 26 yrs 10 mos

State Registrations53 states

AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY

AdvisorBrokerBoth

Exams

No exam information available for this advisor.